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[M933] Legal Aspects for Financial Technology

Legal Aspects for Financial Technology


Financial technology (“FinTech”) refers to the financial-related application of information technology and innovation, which aim at providing more accessible and effective financial services to all. This enhances the usage of financial activities and forms an inseparable part of the business sectors nowadays. Some of these new financial technologies have forced on ways of crowdsourcing, crowdfunding, e-payment, e-commerce and these bring about legal issue, etc. As such, it is crucial for technical or business professionals to keep abreast of the development and practice of FinTech as featured in decided cases.
Through study and review of decided cases, laws and regulations of such financial technologies are explained and illustrated so that proper precautions and plans can be drawn up accordingly.

Course Content:

  • Overview of Financial Technology

  • E-payment, E-commerce and Contractual Framework

  • Cybersecurity, Payments and Securities Settlement

  • Government Regulation and Insurance for FinTech

  • Securities and Futures Ordinance (Cap. 571) and other legislation

  • Legal Challenges for Hong Kong’s Fintech Positioning

  • Case Studies and Situation Reviews



  • Practising Barrister(s)


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Should you have any questions, please free feel to contact Ms. Joanne Chan during office hour.

Tel: (852) 2202 9330 / (852) 6050 8153         Email:

Office Hour: 9 a.m. to 6 p.m. (Monday to Friday)

Remarks: Course Time :09:30 - 17:00. No group discount offer. HKQAA reserves the right to cancel the course, change the trainer, content, date, time and / or venue as necessary. Please read the terms and conditions at the bottom of this page before enrolment.

Course Code Date Duration Course Fee Course Fee (Early Bird) Language Location
M933C/HK-12A 15 December 2023 1 day 1800 Cantonese with English materials HKQAA Online Platform
M933C/HK-04A 22 April 2024 1 day 1800 Cantonese with English materials HKQAA Online Platform

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Last Update: 2023-12-01   Disclaimer and Copyright
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